Global Citizen with Asian DNA

11
countries

30+
nationalities

USD
170.9bn*
total AUM

Extensive global resources

Japan

Australia

Singapore

New Zealand

United Kingdom

Americas

China

Hong Kong

Malaysia

India

* Data as of 31 December 2016. Numbers refer to the amount of contractual AUM of the individual office. Smaller offices' AUM included in total.
Our Global Capabilities

Qualitative insight through a broad range of global investment capabilities

Total Assets Under Management (USD 170.9bn*)

Total Equity 46.1%
Total Fixed Income 20.0%
Cash Equivalent 16.4%
Balanced 6.7%
Alternative/Others 10.8%
* As of 31 December 2016. Consolidated assets under management and sub-advisory of Nikko AM and overseas subsidiaries.
  May not add up to Total AUM due to rounding.

Our Specialisations

Equities
Global, Asia Pacific ex Japan, Japan, Australia, China, New Zealand

Fixed Income
Global Bonds, World Bank Green Bonds, Asian Local Currency, Asian Credit, Australia, New Zealand

Multi-Asset
Global, Emerging Markets

ETFs
Equities, Bonds, REITs

Our People***

857
Employees
across all asset classes, located globally

204
Investment Professionals
with an average of 18 years industry experience

109
Portfolio Managers
with extensive, and locally-driven research coverage

*** As of 31 December 2016, including employees of Nikko AM and its subsidiaries.

Nearly 60
years in Asia

One of the largest distributor networks in the Asian region

Represented by over
30
nationalities across our global offices

History of successful innovation within
local markets including

1st
SRI Fund
established in Japan

“With deep experience in every location, our global investment teams share their expertise and regional perspectives to gain unparalleled insights into the local issues that drive investment performance globally.”