About Us


Corporate Governance

At Nikko AM, we believe that corporate governance is a critical management issue. For many years, we have had an independent board – which includes independent directors – as well as a clear delineation between the board, oversight control functions and executive responsibilities. We consider this structure to be distinctive in Asia and necessary for maintaining the confidence of our shareholders.

Since 2003, Nikko AM has provided employees with an ownership stake in our company, which we believe has enhanced the independence of management, contributed to our relatively low turnover, and helped align the firm’s goals with those of our employees.

Nikko Asset Management Corporate Governance

Nikko AM's Commitment to Responsible Investing

Featured articles on Responsible Investing by Nikko Asset Management

  • Why ESG for Emerging Asia
    by Peter Sartori, Head of Equity, Asia and Peter Monson, Senior Equity Analyst — 09 February, 2017

Nikko Asset Management (“Nikko AM” or “we”) is a long term, global investor across multiple asset classes, acting in the best interests of our clients. We believe that the three core factors behind sustainable, responsible investing - environmental, social, and governance (“ESG”) - are inherent to long-term value creation. Incorporating them in the investment process is consistent with our fiduciary duty.

Sustainability means managing the challenges and risks facing all organisations to meet the needs of the present, without compromising future generations. Our ESG policy is consistent with how we manage and govern ourselves sustainably, and our Code of Ethics and Social Responsibility describes Nikko AM’s core values, corporate social responsibility and global citizenship.

Nikko AM became a UN PRI signatory in 2007 (PRI representing the Principles for Responsible Investment). This early commitment is testament to our dedication to all six Principles, where consistent with our fiduciary responsibilities.

Nikko AM’s ESG Steering Committee governs the fulfilment of ESG commitments, and is mandated by the Global Executive Committee ("GEC") and chaired by the Global Head of Investment. Composed of leaders from Nikko AM’s equity and fixed income investment teams worldwide, it is responsible for evaluating effectiveness and maximizing Nikko AM’s approach to ESG and the Principles. Where Nikko AM actively manages money, we implement our commitment both by considering ESG issues in the investment process, and through engagement and the exercise of our shareholder rights. Where appropriate to the asset class, investment strategy and client requirements, certain investment teams may maintain specific ESG policies and procedures pertaining to their investment philosophy and process. The Steering Committee is also responsible for monitoring and improving the investment teams’ implementation of the Principles.

Based on the six PRI Principles, Nikko AM adheres to the following firm-wide policy:

Principle 1: Nikko AM incorporates ESG issues in investment analysis and decision-making

We believe ESG issues are inseparable from our fundamentals-based investment process. As such, their incorporation in the investment process is the direct responsibility of all the investment professionals at Nikko AM, rather than a separate team of ESG specialists. Each team may address ESG issues in their own specific investment policy statements. The head of each investment team, and ultimately the Global Head of Investment, are accountable for the implementation of ESG and the Principles. The firm realizes that the sustainability practice is evolving and helps to facilitate and continuously develop abilities to incorporate ESG by providing tools and information to, and requiring annual training for, the investment teams. We also encourage service providers to continue developing how they incorporate ESG into their products and services. Where Nikko AM invests through external managers, we consider a manager’s incorporation of ESG and practices relating to the Principles.

Principle 2: Nikko AM is an active owner and incorporates ESG issues into its ownership policies and practices

Nikko AM is an active owner, through its proxy voting process and engagement with its invested companies. As a long term investor, we believe an active dialogue and engagement with the management team, where appropriate, can both improve ESG performance and sustainability, and help an investor to more fully understand these efforts. Where we invest through passive strategies, we strive to incorporate ESG through the voting of proxies and the engagement process, where appropriate. To assist in the promotion of the Principles, Nikko AM discloses our voting, as is consistent with local practice.

Principle 3: Nikko AM seeks appropriate disclosure on ESG issues by the entities in which it invests

Nikko AM supports transparency and disclosure on ESG issues. Adequate and accurate information is essential to the appropriate incorporation of ESG issues in the investment process. As long term investors, we believe active dialogue with the management of the companies we invest in enhances disclosure. As such, we support further efforts by issuers to disclose, and investors to promote the disclosure of, robust, consistent and standardised information.

Principle 4: Nikko AM promotes the acceptance and implementation of the Principles within the investment industry

We see ESG issues as inseparable from the investment process. We communicate to employees and existing and potential clients, why and how such issues are integrated into investment decision making. Nikko AM considers supporting regulatory or industry actions that further promote the acceptance and incorporation of the Principles over time.

Principle 5: Nikko AM collaborates to enhance effectiveness in implementing the Principles

Nikko AM actively collaborates with clients and members of the investment management industry to promote and implement best ESG practices. Such engagements are supported by the Steering Committee and reported to the GEC. Nikko AM supports dedicated resources, including external research providers, for ESG analysis and mandates a policy of continuous staff training on ESG and responsible investing. This may include participating in networks and information platforms to share tools, pool resources, and make use of investor reporting.

Principle 6: Nikko AM reports its activities and progress towards implementing the Principles

Nikko AM takes various steps to report and disclose progress on our implementation of the Principles, in part to encourage others within the investment industry to do the same. Internally, we report on all ESG implementation and relevant activities to the GEC and Board of Directors at least annually, including progress in implementing the Principles and the impact on our investment activities. Externally, we respond to client inquiries regarding all ESG issues related to specific portfolios, as well as more generally how ESG issues are integrated in the investment process and practices. More generally, we communicate our stance on the importance of ESG issues in the investment process with employees, the broader investment industry and beneficiaries, including disclosure of active ownership activities.

It is important to note that we do not exclude particular asset types, industry sectors or securities wholly on moral or ethical grounds, unless this is expressly built into the product’s investment strategy or client agreement.

This policy will be revised to reflect our continued capability enhancement in the sustainable and responsible investing space.

Nikko Asset Management
Global Citizen with Asian DNA



total AUM

Extensive global resources




New Zealand

United Kingdom



Hong Kong


* Data as of 31 Dec 2017. Numbers refer to the amount of contractual AUM of the individual office. Smaller offices' AUM included in total.
Our Global Capabilities

Qualitative insight through a broad range of global investment capabilities

Total Assets Under Management (USD 211.5bn*)

Total Equity 55.4%
Total Fixed Income 15.1%
Cash Equivalent 15.1%
Balanced 5.0%
Alternative/Others 9.5%
* As of 31 Dec 2017. Consolidated assets under management and sub-advisory of Nikko AM and overseas subsidiaries. May not add up to Total AUM due to rounding.

Our Specialisations

Global, Asia Pacific ex Japan, Japan, Australia, China, New Zealand

Fixed Income
Global Bonds, World Bank Green Bonds, Asian Local Currency, Asian Credit, Australia, New Zealand

Global, Emerging Markets

Equities, Bonds, REITs

Our People***

across all asset classes, located globally

Investment Professionals
with an average of 18 years industry experience

Portfolio Managers
with extensive, and locally-driven research coverage

*** As of 31 Dec 2017, including employees of Nikko AM and its subsidiaries.

years in Asia

One of the largest distributor networks in the Asian region

Represented by over
nationalities across our global offices

History of successful innovation within
local markets including

SRI Fund
established in Japan

“With deep experience in every location, our global investment teams share their expertise and regional perspectives to gain unparalleled insights into the local issues that drive investment performance globally.”

While Nikko Asset Management has over half a century of experience in the marketplace, we have an entrepreneurial culture that is building strong global investment capability in equity, fixed income, multi-asset and alternatives.

Headquartered in Asia for nearly 60 years, the firm represents more than 200 investment professionals and over 30 nationalities across 11 countries. More than 300 banks, brokers, financial advisors and life insurance companies around the world distribute the company’s products.

Our talent strategy is to recruit and retain the performance-driven leaders and technical specialists who are experts locally, think globally, and can help us expand quickly in this growing industry.

Our philosophy in developing human capital is to hire the right people, execute powerfully on the basics of performance management and rewards, and ensure leadership is driving a leaders-building-leaders culture in order to ensure that the right behaviours are being modelled for managers and other future leaders.

Leaders and managers are encouraged to discuss the career aspirations of all employees, and to use their experience and resources to work with their team members to identify creative development opportunities that will stretch, in particular, our mission critical as well as our high potential leadership talent.

This email address is being protected from spambots. You need JavaScript enabled to view it. if you believe that Nikko Asset Management is a fit for you.

Contact Us

Nikko Asset Management Co., Ltd.
Midtown Tower
9-7-1 Akasaka, Minato-ku
Tokyo 107-6242, Japan

General Enquiries:
  • Tel: +81 (0)3-6447-6000

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